上證(zheng)發〔2022〕171號(hao)

各市場參與人：

　　為了(le)進(jin)一步(bu)明確科創(chuang)(chuang)(chuang)板(ban)(ban)定(ding)位把握標準(zhun)，支持(chi)和(he)(he)鼓(gu)勵(li)“硬科技”企(qi)業(ye)在科創(chuang)(chuang)(chuang)板(ban)(ban)發(fa)(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)，引導和(he)(he)規(gui)范發(fa)(fa)行(xing)(xing)(xing)人申(shen)(shen)報(bao)和(he)(he)保薦(jian)(jian)機構推薦(jian)(jian)工作(zuo)，促進(jin)科創(chuang)(chuang)(chuang)板(ban)(ban)市(shi)(shi)場(chang)持(chi)續健(jian)康發(fa)(fa)展，根據(ju)《關(guan)于(yu)在上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易所(suo)(suo)(suo)設立(li)科創(chuang)(chuang)(chuang)板(ban)(ban)并試點注冊制的實施意見(jian)》《科創(chuang)(chuang)(chuang)板(ban)(ban)首次公開(kai)發(fa)(fa)行(xing)(xing)(xing)股(gu)票(piao)注冊管理辦法（試行(xing)(xing)(xing)）》《科創(chuang)(chuang)(chuang)屬(shu)性評(ping)價指(zhi)引（試行(xing)(xing)(xing)）》《上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易所(suo)(suo)(suo)科創(chuang)(chuang)(chuang)板(ban)(ban)股(gu)票(piao)發(fa)(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)審核規(gui)則》和(he)(he)《上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易所(suo)(suo)(suo)科創(chuang)(chuang)(chuang)板(ban)(ban)股(gu)票(piao)上(shang)(shang)(shang)(shang)市(shi)(shi)規(gui)則》等(deng)有關(guan)規(gui)定(ding)，上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易所(suo)(suo)(suo)（以下(xia)簡稱(cheng)本所(suo)(suo)(suo)）對《上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易所(suo)(suo)(suo)科創(chuang)(chuang)(chuang)板(ban)(ban)企(qi)業(ye)發(fa)(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)申(shen)(shen)報(bao)及推薦(jian)(jian)暫(zan)行(xing)(xing)(xing)規(gui)定(ding)》進(jin)行(xing)(xing)(xing)了(le)修訂(ding)。修訂(ding)后的《上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易所(suo)(suo)(suo)科創(chuang)(chuang)(chuang)板(ban)(ban)企(qi)業(ye)發(fa)(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)申(shen)(shen)報(bao)及推薦(jian)(jian)暫(zan)行(xing)(xing)(xing)規(gui)定(ding)（2022年(nian)(nian)12月修訂(ding)）》（詳(xiang)見(jian)附件），已經(jing)本所(suo)(suo)(suo)理事會(hui)審議(yi)通過(guo)并報(bao)中國證(zheng)(zheng)(zheng)監會(hui)批(pi)準(zhun)，現予以發(fa)(fa)布，并自發(fa)(fa)布之日(ri)起施行(xing)(xing)(xing)。本所(suo)(suo)(suo)于(yu)2021年(nian)(nian)4月16日(ri)發(fa)(fa)布的《上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易所(suo)(suo)(suo)科創(chuang)(chuang)(chuang)板(ban)(ban)企(qi)業(ye)發(fa)(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)申(shen)(shen)報(bao)及推薦(jian)(jian)暫(zan)行(xing)(xing)(xing)規(gui)定(ding)》（上(shang)(shang)(shang)(shang)證(zheng)(zheng)(zheng)發(fa)(fa)〔2021〕23號）同時廢止。

　　特此通知。

　　附件：上海證券交易所科創板企業發行上市申報及推薦暫行規定（2023年8月修訂）

　　上海證券交易所

　　二〇二二年(nian)十二月三十日

　　關于修改、廢止部分業務規則和業務指南的通知