上證發〔2023〕48號

各市場參與人：

　　為了落實(shi)黨中央、國務院關(guan)于全面(mian)實(shi)行(xing)(xing)股(gu)(gu)票(piao)(piao)(piao)發(fa)行(xing)(xing)注冊(ce)制(zhi)(zhi)的決策部署，規(gui)范首(shou)次(ci)公開發(fa)行(xing)(xing)股(gu)(gu)票(piao)(piao)(piao)或存(cun)托憑(ping)(ping)證(zheng)(zheng)(zheng)(zheng)的公司(si)在(zai)上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)(hai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)交(jiao)易(yi)所(suo)（以下簡稱本(ben)(ben)所(suo)）上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)的信息披露行(xing)(xing)為，保護(hu)投資者(zhe)合法權益，根(gen)(gen)據(ju)(ju)《上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)(hai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)交(jiao)易(yi)所(suo)股(gu)(gu)票(piao)(piao)(piao)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)規(gui)則(ze)(ze)》《上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)(hai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)交(jiao)易(yi)所(suo)科創(chuang)板股(gu)(gu)票(piao)(piao)(piao)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)規(gui)則(ze)(ze)》等有關(guan)規(gui)定(ding)，本(ben)(ben)所(suo)制(zhi)(zhi)定(ding)了《上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)(hai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)交(jiao)易(yi)所(suo)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)發(fa)行(xing)(xing)與承銷規(gui)則(ze)(ze)適用指(zhi)引(yin)第(di)1號(hao)——證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公告(gao)(gao)(gao)書(shu)內(nei)容(rong)(rong)(rong)與格(ge)(ge)式》（詳見附(fu)件），現(xian)予(yu)以發(fa)布，并自發(fa)布之(zhi)日(ri)起施行(xing)(xing)。其中，根(gen)(gen)據(ju)(ju)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)品(pin)種分別制(zhi)(zhi)定(ding)了《上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)(hai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)交(jiao)易(yi)所(suo)股(gu)(gu)票(piao)(piao)(piao)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公告(gao)(gao)(gao)書(shu)內(nei)容(rong)(rong)(rong)與格(ge)(ge)式指(zhi)引(yin)》和《上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)(hai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)交(jiao)易(yi)所(suo)存(cun)托憑(ping)(ping)證(zheng)(zheng)(zheng)(zheng)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公告(gao)(gao)(gao)書(shu)內(nei)容(rong)(rong)(rong)與格(ge)(ge)式指(zhi)引(yin)》。本(ben)(ben)所(suo)于2013年(nian)12月(yue)27日(ri)發(fa)布的《關(guan)于發(fa)布〈股(gu)(gu)票(piao)(piao)(piao)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公告(gao)(gao)(gao)書(shu)內(nei)容(rong)(rong)(rong)與格(ge)(ge)式指(zhi)引(yin)（2013年(nian)修訂）〉的通知》（上(shang)(shang)(shang)(shang)證(zheng)(zheng)(zheng)(zheng)發(fa)〔2013〕29號(hao)）、2018年(nian)6月(yue)15日(ri)發(fa)布的《上(shang)(shang)(shang)(shang)海(hai)(hai)(hai)(hai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)交(jiao)易(yi)所(suo)紅(hong)籌公司(si)存(cun)托憑(ping)(ping)證(zheng)(zheng)(zheng)(zheng)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公告(gao)(gao)(gao)書(shu)內(nei)容(rong)(rong)(rong)與格(ge)(ge)式指(zhi)引(yin)》（上(shang)(shang)(shang)(shang)證(zheng)(zheng)(zheng)(zheng)發(fa)〔2018〕43號(hao)）、2019年(nian)6月(yue)8日(ri)發(fa)布的《關(guan)于發(fa)布科創(chuang)板證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公告(gao)(gao)(gao)書(shu)內(nei)容(rong)(rong)(rong)與格(ge)(ge)式指(zhi)引(yin)的通知》（上(shang)(shang)(shang)(shang)證(zheng)(zheng)(zheng)(zheng)發(fa)〔2019〕65號(hao)）同時(shi)廢(fei)止。

　　境內發行人及(ji)轉(zhuan)板公(gong)司、紅籌企業應(ying)當(dang)按照(zhao)發行上市的證券品種，適用相應(ying)的上市公(gong)告書(shu)。為做好相關銜接(jie)安排，現就有關事項通(tong)知如(ru)下(xia)：

　　一、首次(ci)公開發(fa)行股票并在主板上市(shi)(shi)的企(qi)業(ye)，取(qu)得核(he)準(zhun)批(pi)文的，按(an)照原(yuan)有規則編制和披露上市(shi)(shi)公告書(shu)；取(qu)得注冊批(pi)文的，適用本規則。

　　二、首次公開(kai)發行(xing)(xing)股票并在科(ke)創板上(shang)市的企業，已(yi)啟(qi)動發行(xing)(xing)、尚(shang)未(wei)(wei)上(shang)市的，按(an)照(zhao)原有規則編制(zhi)和披露(lu)上(shang)市公告書；尚(shang)未(wei)(wei)啟(qi)動發行(xing)(xing)的，適用本規則。

　　特此通知。

　　附件：

　　1.上海證券交易所證券發行與承銷規則適用指引第1號——證券上市公告書內容與格式

　　2.《上海證券交易所證券發行與承銷規則適用指引第1號——證券上市公告書內容與格式》起草說明

　　上海證券交易所

　　二〇二三年二月十(shi)七日(ri)