上證公告(gao)〔2023〕48號
根據(ju)《上海(hai)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)交易所(suo)股(gu)票期權試點做(zuo)市(shi)(shi)商業務指引》的(de)相關規定,上海(hai)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)交易所(suo)上證(zheng)(zheng)(zheng)(zheng)(zheng)50ETF期權主做(zuo)市(shi)(shi)商在(zai)2023年11月21日(ri)至(zhi)2023年12月20日(ri)期間的(de)評價(jia)情況如下:東方證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、廣(guang)發證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、國泰(tai)(tai)(tai)君安(an)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、華(hua)泰(tai)(tai)(tai)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、申萬宏源(yuan)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、招商證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、中泰(tai)(tai)(tai)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、中信(xin)建投證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、中信(xin)中證(zheng)(zheng)(zheng)(zheng)(zheng)資本管理(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、中信(xin)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)的(de)評價(jia)結(jie)果為AA;長江證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、光(guang)大證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、國泰(tai)(tai)(tai)君安(an)風險管理(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、國信(xin)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、上海(hai)海(hai)通資源(yuan)管理(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、海(hai)通證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、銀(yin)河德睿資本管理(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、浙江浙期實業有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、中國國際金融股(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)的(de)評價(jia)結(jie)果為A。
上海(hai)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)交易所滬深300ETF期(qi)權(quan)主做市商(shang)在2023年11月21日(ri)至2023年12月20日(ri)期(qi)間的(de)評價情(qing)況如下:東方證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、廣發(fa)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、國泰(tai)(tai)君(jun)安(an)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、華泰(tai)(tai)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、申(shen)萬宏(hong)源證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、招(zhao)商(shang)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)泰(tai)(tai)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信建投證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)的(de)評價結果為AA;長江(jiang)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、光(guang)大(da)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、國泰(tai)(tai)君(jun)安(an)風險管(guan)理有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、國信證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、海(hai)通證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、瑞達新控(kong)資(zi)(zi)本(ben)(ben)管(guan)理有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、銀河德睿資(zi)(zi)本(ben)(ben)管(guan)理有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、浙江(jiang)浙期(qi)實業有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)國國際(ji)金融(rong)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信中(zhong)證(zheng)(zheng)(zheng)(zheng)(zheng)資(zi)(zi)本(ben)(ben)管(guan)理有(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)的(de)評價結果為A。
上(shang)海證(zheng)(zheng)券(quan)(quan)交(jiao)易(yi)所中(zhong)證(zheng)(zheng)500ETF期權主(zhu)做市商在(zai)2023年(nian)11月21日至2023年(nian)12月20日期間的評價情(qing)況如下(xia):東方(fang)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、廣(guang)發(fa)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、國(guo)泰(tai)(tai)君安(an)(an)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、華泰(tai)(tai)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、申(shen)萬宏源(yuan)(yuan)證(zheng)(zheng)券(quan)(quan)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、招商證(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、中(zhong)泰(tai)(tai)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、中(zhong)信建(jian)投證(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、中(zhong)信證(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)的評價結(jie)果為AA;光(guang)大證(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、國(guo)泰(tai)(tai)君安(an)(an)風險管理(li)(li)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、國(guo)信證(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、上(shang)海海通資(zi)源(yuan)(yuan)管理(li)(li)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、海通證(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、銀河德睿資(zi)本管理(li)(li)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、浙江浙期實業有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、中(zhong)國(guo)國(guo)際(ji)金(jin)融股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)、中(zhong)信中(zhong)證(zheng)(zheng)資(zi)本管理(li)(li)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)(si)的評價結(jie)果為A。
上海證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)交易所華(hua)夏(xia)科(ke)創50ETF期權主(zhu)做市(shi)商在(zai)2023年11月(yue)21日(ri)至2023年12月(yue)20日(ri)期間的(de)評(ping)價(jia)情(qing)況如下:東方(fang)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、廣發證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、華(hua)泰(tai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、申萬宏源(yuan)(yuan)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、招商證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、中泰(tai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、中信(xin)建投證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、中信(xin)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)的(de)評(ping)價(jia)結果為AA;光大證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、國(guo)泰(tai)君(jun)安證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、國(guo)信(xin)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、上海海通(tong)資源(yuan)(yuan)管(guan)理有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、海通(tong)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)、中國(guo)國(guo)際金(jin)融(rong)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)公(gong)司(si)(si)(si)的(de)評(ping)價(jia)結果為A。
上海證(zheng)券(quan)(quan)交易(yi)所(suo)易(yi)方達(da)科創(chuang)50ETF期權主做(zuo)市商在(zai)2023年11月(yue)21日至2023年12月(yue)20日期間的評價情況如下:東(dong)方證(zheng)券(quan)(quan)股(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)、廣發證(zheng)券(quan)(quan)股(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)、華泰(tai)(tai)證(zheng)券(quan)(quan)股(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)、申萬(wan)宏源證(zheng)券(quan)(quan)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)、招商證(zheng)券(quan)(quan)股(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)、中信(xin)建投證(zheng)券(quan)(quan)股(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)、中信(xin)證(zheng)券(quan)(quan)股(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)的評價結(jie)果為AA;光大證(zheng)券(quan)(quan)股(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)、國(guo)泰(tai)(tai)君安證(zheng)券(quan)(quan)股(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)、海通證(zheng)券(quan)(quan)股(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)、中國(guo)國(guo)際金融股(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)的評價結(jie)果為A。
特此公告。
上海證券交易所
2023年12月(yue)29日