上證(zheng)公告〔2023〕32號

　　根據《上(shang)海證(zheng)券(quan)(quan)(quan)(quan)交(jiao)易所(suo)股(gu)(gu)(gu)票期權(quan)試點做市商業務指(zhi)引(yin)》的相關(guan)規定，上(shang)海證(zheng)券(quan)(quan)(quan)(quan)交(jiao)易所(suo)上(shang)證(zheng)50ETF期權(quan)主做市商在2023年6月21日至2023年7月20日期間的評價情況如(ru)下(xia)：東(dong)方證(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、廣發(fa)證(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、華泰證(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、申(shen)萬(wan)宏源(yuan)(yuan)證(zheng)券(quan)(quan)(quan)(quan)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、招商證(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)(zhong)泰證(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)(zhong)信(xin)建(jian)投證(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)(zhong)信(xin)證(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)的評價結果為(wei)AA；光大證(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、國(guo)(guo)泰君安風險管(guan)理有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、國(guo)(guo)泰君安證(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、國(guo)(guo)信(xin)證(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、上(shang)海海通資(zi)源(yuan)(yuan)管(guan)理有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、海通證(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、銀(yin)河德睿資(zi)本(ben)管(guan)理有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、浙江(jiang)浙期實(shi)業有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)(zhong)國(guo)(guo)國(guo)(guo)際金(jin)融股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)(zhong)信(xin)中(zhong)(zhong)(zhong)證(zheng)資(zi)本(ben)管(guan)理有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)的評價結果為(wei)A。

　　上海(hai)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)交易所滬深300ETF期(qi)權主做市商在(zai)2023年(nian)(nian)6月(yue)21日至2023年(nian)(nian)7月(yue)20日期(qi)間的(de)評價情況如下：東(dong)方(fang)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、廣發(fa)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、國泰君安證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、華泰證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、申萬宏源證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、招(zhao)商證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、中(zhong)泰證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、中(zhong)信建(jian)投證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、中(zhong)信證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)的(de)評價結果為AA；光大證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、國泰君安風險(xian)管理有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、國信證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、海(hai)通證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、銀河(he)德睿資本管理有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、浙(zhe)江浙(zhe)期(qi)實業(ye)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、中(zhong)國國際金融股份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)、中(zhong)信中(zhong)證(zheng)(zheng)(zheng)(zheng)(zheng)資本管理有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)的(de)評價結果為A。

　　上海(hai)(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交易所中證(zheng)(zheng)(zheng)500ETF期(qi)(qi)權主(zhu)做市商(shang)在2023年6月21日至2023年7月20日期(qi)(qi)間的評價(jia)(jia)情況如下(xia)：東方證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、廣發證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、國(guo)泰(tai)君(jun)安證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、華泰(tai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、申(shen)萬宏源證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、招(zhao)商(shang)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中國(guo)國(guo)際金融(rong)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中泰(tai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中信建(jian)投(tou)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中信證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)的評價(jia)(jia)結果為AA；光大證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、國(guo)泰(tai)君(jun)安風險管(guan)理(li)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、國(guo)信證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、上海(hai)(hai)海(hai)(hai)通資(zi)源管(guan)理(li)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、海(hai)(hai)通證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、銀河德睿(rui)資(zi)本管(guan)理(li)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、浙(zhe)江浙(zhe)期(qi)(qi)實業有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中信中證(zheng)(zheng)(zheng)資(zi)本管(guan)理(li)有(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)的評價(jia)(jia)結果為A。

　　上海(hai)(hai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)交易所華夏(xia)科創50ETF期權主(zhu)做市商(shang)(shang)在2023年6月21日至2023年7月20日期間(jian)的評(ping)價(jia)情況(kuang)如下：東方(fang)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、廣(guang)發證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、華泰(tai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、申萬(wan)宏源證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、招商(shang)(shang)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)泰(tai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信建投證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)的評(ping)價(jia)結果為(wei)AA；光大證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、國泰(tai)君安證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、國信證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、上海(hai)(hai)海(hai)(hai)通(tong)資源管理有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、海(hai)(hai)通(tong)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)國國際(ji)金融股(gu)(gu)份(fen)有限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)的評(ping)價(jia)結果為(wei)A。

　　上(shang)海(hai)證(zheng)券(quan)(quan)(quan)(quan)(quan)交(jiao)易所(suo)易方達科創50ETF期權主(zhu)做市商在2023年6月(yue)21日(ri)至2023年7月(yue)20日(ri)期間的(de)評價(jia)情況如下：東(dong)方證(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)、廣(guang)發證(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)、華(hua)泰(tai)證(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)、申萬宏源證(zheng)券(quan)(quan)(quan)(quan)(quan)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)、招(zhao)商證(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)、中(zhong)信證(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)的(de)評價(jia)結果為(wei)AA；光(guang)大證(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)、國泰(tai)君(jun)安證(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)、海(hai)通(tong)證(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)、中(zhong)國國際金融股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)、中(zhong)信建投(tou)證(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)的(de)評價(jia)結果為(wei)A。

　　特此公告。
 

　　上海證券交易所

　　2023年(nian)7月(yue)31日