上證公告〔2023〕48號

　　根據《上海(hai)(hai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)交易所股(gu)(gu)(gu)票期權試(shi)點做(zuo)市(shi)商業務指引》的(de)相關規定，上海(hai)(hai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)交易所上證(zheng)(zheng)(zheng)(zheng)50ETF期權主做(zuo)市(shi)商在(zai)2023年11月(yue)21日至(zhi)2023年12月(yue)20日期間(jian)的(de)評價情況如下：東方證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、廣發證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、國泰(tai)(tai)君安(an)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、華泰(tai)(tai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、申(shen)萬宏(hong)源證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、招商證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、中(zhong)泰(tai)(tai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、中(zhong)信(xin)建投證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、中(zhong)信(xin)中(zhong)證(zheng)(zheng)(zheng)(zheng)資本管(guan)理有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、中(zhong)信(xin)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)的(de)評價結果(guo)為AA；長江證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、光大證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、國泰(tai)(tai)君安(an)風(feng)險管(guan)理有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、國信(xin)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、上海(hai)(hai)海(hai)(hai)通資源管(guan)理有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、海(hai)(hai)通證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、銀(yin)河(he)德睿資本管(guan)理有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、浙(zhe)江浙(zhe)期實業有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、中(zhong)國國際(ji)金融股(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)的(de)評價結果(guo)為A。

　　上(shang)海(hai)證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券交易所滬深300ETF期權主做市商(shang)在2023年11月(yue)21日(ri)至2023年12月(yue)20日(ri)期間(jian)的(de)評價情況(kuang)如下：東方證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、廣發證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、國泰(tai)(tai)(tai)君安(an)證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、華泰(tai)(tai)(tai)證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、申萬宏源證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、招商(shang)證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)泰(tai)(tai)(tai)證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)信(xin)建(jian)投證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)信(xin)證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)的(de)評價結(jie)果為(wei)AA；長江(jiang)證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、光(guang)大證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、國泰(tai)(tai)(tai)君安(an)風險管(guan)理有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、國信(xin)證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、海(hai)通證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、瑞達新控資(zi)本管(guan)理有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、銀(yin)河德睿(rui)資(zi)本管(guan)理有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、浙江(jiang)浙期實(shi)業(ye)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)國國際(ji)金融股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)信(xin)中(zhong)證(zheng)(zheng)(zheng)(zheng)(zheng)(zheng)資(zi)本管(guan)理有(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)的(de)評價結(jie)果為(wei)A。

　　上海證(zheng)(zheng)(zheng)券(quan)交(jiao)易所中(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)500ETF期權主做市(shi)商(shang)在2023年11月(yue)21日至2023年12月(yue)20日期間的(de)評價(jia)情(qing)況如下：東方證(zheng)(zheng)(zheng)券(quan)股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、廣發證(zheng)(zheng)(zheng)券(quan)股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、國(guo)泰君(jun)(jun)安(an)證(zheng)(zheng)(zheng)券(quan)股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、華泰證(zheng)(zheng)(zheng)券(quan)股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、申萬(wan)宏源證(zheng)(zheng)(zheng)券(quan)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、招商(shang)證(zheng)(zheng)(zheng)券(quan)股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、中(zhong)(zhong)(zhong)泰證(zheng)(zheng)(zheng)券(quan)股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、中(zhong)(zhong)(zhong)信建投證(zheng)(zheng)(zheng)券(quan)股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、中(zhong)(zhong)(zhong)信證(zheng)(zheng)(zheng)券(quan)股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司的(de)評價(jia)結果(guo)為(wei)AA；光大(da)證(zheng)(zheng)(zheng)券(quan)股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、國(guo)泰君(jun)(jun)安(an)風(feng)險管(guan)理(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、國(guo)信證(zheng)(zheng)(zheng)券(quan)股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、上海海通資(zi)源管(guan)理(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、海通證(zheng)(zheng)(zheng)券(quan)股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、銀河德睿資(zi)本管(guan)理(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、浙江浙期實業有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、中(zhong)(zhong)(zhong)國(guo)國(guo)際(ji)金融股(gu)份(fen)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司、中(zhong)(zhong)(zhong)信中(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)資(zi)本管(guan)理(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)司的(de)評價(jia)結果(guo)為(wei)A。

　　上(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)交易所(suo)華(hua)夏科創(chuang)50ETF期權主做市商在2023年11月21日(ri)至2023年12月20日(ri)期間的(de)(de)評(ping)價(jia)情況如下：東方(fang)證(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、廣發證(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、華(hua)泰(tai)證(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、申萬宏(hong)源(yuan)證(zheng)(zheng)(zheng)券(quan)(quan)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、招商證(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)泰(tai)證(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)信建投證(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)信證(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)的(de)(de)評(ping)價(jia)結果為AA；光大證(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、國泰(tai)君(jun)安證(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、國信證(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、上(shang)海(hai)海(hai)通資源(yuan)管理有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、海(hai)通證(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)國國際金融股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)的(de)(de)評(ping)價(jia)結果為A。

　　上(shang)海證(zheng)(zheng)券(quan)交易(yi)所(suo)易(yi)方達科創50ETF期權主做市商在2023年(nian)(nian)11月21日至2023年(nian)(nian)12月20日期間的(de)評價情(qing)況如下：東(dong)方證(zheng)(zheng)券(quan)股(gu)(gu)份(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、廣發證(zheng)(zheng)券(quan)股(gu)(gu)份(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、華泰證(zheng)(zheng)券(quan)股(gu)(gu)份(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、申萬宏源證(zheng)(zheng)券(quan)有(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、招商證(zheng)(zheng)券(quan)股(gu)(gu)份(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、中(zhong)信建(jian)投(tou)證(zheng)(zheng)券(quan)股(gu)(gu)份(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、中(zhong)信證(zheng)(zheng)券(quan)股(gu)(gu)份(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)的(de)評價結(jie)果為AA；光大證(zheng)(zheng)券(quan)股(gu)(gu)份(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、國泰君安(an)證(zheng)(zheng)券(quan)股(gu)(gu)份(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、海通(tong)證(zheng)(zheng)券(quan)股(gu)(gu)份(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、中(zhong)國國際(ji)金融(rong)股(gu)(gu)份(fen)(fen)(fen)有(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)的(de)評價結(jie)果為A。

　　特此公告。
 

　　上海證券交易所

　　2023年12月(yue)29日