上證公告〔2023〕32號
根(gen)據《上(shang)海證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)交易所股(gu)(gu)票(piao)期權(quan)試(shi)點做(zuo)市商(shang)業務(wu)指(zhi)引》的相關規定,上(shang)海證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)交易所上(shang)證(zheng)(zheng)(zheng)50ETF期權(quan)主做(zuo)市商(shang)在2023年6月(yue)21日(ri)至2023年7月(yue)20日(ri)期間的評價(jia)情況(kuang)如下:東方證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、廣發(fa)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、華(hua)泰(tai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、申(shen)萬宏源證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、招商(shang)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中(zhong)泰(tai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中(zhong)信(xin)建投證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中(zhong)信(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)的評價(jia)結(jie)果為AA;光大證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、國(guo)泰(tai)君(jun)安(an)風險管(guan)(guan)理(li)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、國(guo)泰(tai)君(jun)安(an)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、國(guo)信(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、上(shang)海海通(tong)資源管(guan)(guan)理(li)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、海通(tong)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、銀(yin)河德睿資本管(guan)(guan)理(li)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、浙(zhe)江浙(zhe)期實業有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中(zhong)國(guo)國(guo)際金融股(gu)(gu)份(fen)(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中(zhong)信(xin)中(zhong)證(zheng)(zheng)(zheng)資本管(guan)(guan)理(li)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)的評價(jia)結(jie)果為A。
上海證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)交易所滬深(shen)300ETF期權(quan)主做市商在2023年6月21日至(zhi)2023年7月20日期間的(de)評(ping)價情況(kuang)如下:東方證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、廣發證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、國(guo)泰君安證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、華泰證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、申萬宏(hong)源(yuan)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、招商證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、中(zhong)(zhong)泰證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、中(zhong)(zhong)信建投證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、中(zhong)(zhong)信證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)的(de)評(ping)價結果(guo)為AA;光大證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、國(guo)泰君安風險管(guan)理(li)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、國(guo)信證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、海通證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、銀河德(de)睿資本(ben)管(guan)理(li)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、浙江浙期實(shi)業(ye)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、中(zhong)(zhong)國(guo)國(guo)際(ji)金融股(gu)(gu)(gu)份(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、中(zhong)(zhong)信中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)(zheng)資本(ben)管(guan)理(li)有(you)(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)的(de)評(ping)價結果(guo)為A。
上海證(zheng)(zheng)(zheng)券(quan)(quan)(quan)交易所中(zhong)(zhong)證(zheng)(zheng)(zheng)500ETF期權主做市商在(zai)2023年(nian)6月(yue)21日(ri)至2023年(nian)7月(yue)20日(ri)期間的(de)評價(jia)情況如(ru)下(xia):東方(fang)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、廣發證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、國(guo)泰(tai)(tai)君安證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、華泰(tai)(tai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、申萬(wan)宏源證(zheng)(zheng)(zheng)券(quan)(quan)(quan)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、招(zhao)商證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、中(zhong)(zhong)國(guo)國(guo)際金融股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、中(zhong)(zhong)泰(tai)(tai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、中(zhong)(zhong)信建(jian)投證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、中(zhong)(zhong)信證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)的(de)評價(jia)結(jie)果為(wei)AA;光大證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、國(guo)泰(tai)(tai)君安風險管理有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、國(guo)信證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、上海海通(tong)資源管理有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、海通(tong)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、銀河(he)德睿資本管理有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、浙江浙期實(shi)業有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)、中(zhong)(zhong)信中(zhong)(zhong)證(zheng)(zheng)(zheng)資本管理有(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)(si)的(de)評價(jia)結(jie)果為(wei)A。
上海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易所華夏科(ke)創50ETF期(qi)權(quan)主做市商(shang)在2023年(nian)6月21日至2023年(nian)7月20日期(qi)間的評價情況如下(xia):東方證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、廣發證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、華泰證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、申(shen)萬宏源(yuan)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、招商(shang)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)泰證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信(xin)建投證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)的評價結果為AA;光大(da)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、國(guo)泰君安證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、國(guo)信(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、上海(hai)海(hai)通資源(yuan)管理有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、海(hai)通證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)國(guo)國(guo)際(ji)金融股(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)的評價結果為A。
上(shang)海(hai)證(zheng)(zheng)(zheng)券交易(yi)所易(yi)方(fang)達科創(chuang)50ETF期(qi)權(quan)主做市商(shang)在2023年6月(yue)21日至(zhi)2023年7月(yue)20日期(qi)間的評價情況(kuang)如下:東(dong)方(fang)證(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限公(gong)司(si)、廣發證(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限公(gong)司(si)、華泰證(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限公(gong)司(si)、申萬(wan)宏源證(zheng)(zheng)(zheng)券有(you)(you)(you)(you)限公(gong)司(si)、招(zhao)商(shang)證(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限公(gong)司(si)、中(zhong)(zhong)信證(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限公(gong)司(si)的評價結果為AA;光大證(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限公(gong)司(si)、國泰君安證(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限公(gong)司(si)、海(hai)通證(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限公(gong)司(si)、中(zhong)(zhong)國國際金融股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限公(gong)司(si)、中(zhong)(zhong)信建投(tou)證(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限公(gong)司(si)的評價結果為A。
特此公告。
上海證券交易所
2023年7月(yue)31日